Measurement of light scattering: Raman spectroscopy
General Considerations
Raman is a light scattering experiment. The Raman effect depends on a change in polarizability of the molecule as radiation interacts with the molecule. The result is an inelastic light scattering process. This means that there is an exchange of energy between the light and the vibrations of the molecule. The frequency of the incident light is shifted and the molecule is left in an altered vibrational state. This is shown in the Figure below. The incident photon in this experiment is the v=0 state and the scattering process leaves the molecule in the v=1 state. The process shown in the Figure is a resonant Raman process since the incident light is in resonance with an absorptive transition. In this case the absorptive transition is Franck-Condon active. However, this FC activity is not required for a Raman process to be observed.

In a typical Raman experiment polarized light impinges on the sample. The scattered light is detected using a spectrograph and an array detector to obtain a spectral region that will have peaks due to scattered intensity. The wavenumber shift of the peaks relative to the incident laser frequency corresponds to the wavenumber of Raman active vibrational modes of the molecule.

The scattered light can have two polarization components, parallel or perpendicular to the incident polarization. These polarizations are detected using an analyzing polarizer in front of the entrance slit of the spectrograph. The depolarization ratio is an important experimental observable and can give information that leads to vibrational mode assignment. In resonance Raman the intensity of the Raman scattered signal depends on the displacement of the potential energy surface of the excited state and on the excited state dynamics. This dependence is more complicated than the Franck-Condon factors in absorption spectroscopy.
Definition of polarization
For Z-polarized incident radiation we can detect scattered light using a 90 degree geometry shown below. The incident light propagates along the X-direction and the scattered light along the Y-direction. The uppercase letters here refer to the laboratory coordinate system.
A polarization analyzer between the sample and the detector can be used to distinguish the polarization of scattered light. If the polarization in the scattered light is the same as the incident we refer to this as I||, IZZ or Ipol. If the polarization in the scattered light is perpendicular to the incident we refer to this as I^, IXZ or Idep. The depolarization ratio r is r = Idep/Ipol.
Collection of the light
Although we discuss the light scattered along Y it must be understood that light is in fact scattered into all directions. The solid angle of a sphere is 4
p stearadians and the solid angle collected is dW where dW < 4p. For example, if the f-number of a collection lens is 1 then the geometry for collection is
In this case since D = F we have
q = arctan(1/2) = 26.56o = 0.147p radians. The solid angle here can be calculated by integrating the differential volume element dW = dfsinqdq over the limits 0 to 2p and 0 to 0.147p.
When we evaluate the integral over the limits shown we find that the second term is approximately 0.1. So the solid angle defined by f/1 collection optics is 0.4p stearadians. This arrangement leads to collection of about 10% of the total light scattered from the sample.
Definition of the differential cross section
The part of the cross-section d
s that contributes to the detected scattered intensity is the ratio of the power at the detector dP to the incident intensity I0. From dP = I0ds we obtain
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The differential power dP is proportional to the solid angle d
W subtended by the detector. The scattered irradiance is the power per stearadian at the detector such that dP = IsdW. Note the difference between irradiance and intensity.Incident light dP = I0d
s where I0 is in units of W/cm2.Scattered light dP = Isd
W where Is is in units of W/sr.Thus the differential cross section is
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which has units of cm2/sr.
It is necessary to project the polarizability tensor onto the incident ei and scattered es directions in the laboratory frame.
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or in terms of the angular frequency
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Based on this definition we can determine the total Raman scattering cross section sr by integrating over all angles in 4
p stearadians.
It can be shown that

and

Raman scattering results from a transition polarizability
In the molecular frame of reference the transition polarizability can be expressed using the Kramers-Heisenberg-Dirac (KHD) expression

The transition polarizability
ars is expressed as a function of the incident radiation frequency w0. The transition polarizability is a Cartesian tensor where r and s are direction x,y,z in the molecular frame. The first term is an anti-resonant term and the second term is a resonant term. Both terms are important for off-resonance or non-resonant Raman scattering. Only the second term is important for resonant Raman scattering. In the resonant term the energy denominator would approach infinity were it not for the damping term iGn. Gn arises due to the finite lifetime of the intermediate state. The shorter the lifetime in the intermediate state, the smaller the Raman cross section. This is particularly important for resonant Raman scattering. The states involved can be defined in terms of all 3N - 6 vibrational modes by writing:
Notice that only one of the modes actually changes its quantum number in the Raman process (the first one labeled by Q1). The remaining modes end up in the same state that they started in. The potential energy surface is a 3N - 6 dimensional surface and the Raman process is occuring along only one dimension. This can be represented as follows:
v
à v''{v1,v2,…v3N-6}
à {v''1,v2,…v3N-6}The quantum numbers v and v'' represent the two states shown.
In general, polarizability arises due to state mixing. The KHD expression shows mixing of the ground state with one or more higher electronic states. In other words the states |i
ñ and |fñ refer to two different vibrational states in the ground electronic state. The states |nñ refer to a set of vibrational states in one or more electronic state. When we consider resonant Raman scattering we will consider resonance with a single electronic state. For non-resonant Raman scattering the intermediate must be a superposition. In practice, we cannot calculate the magnitude of the non-resonant Raman cross section due to the complex nature of a superposition state. We can, however, determine the polarization, symmetry properties, and selection rules for non-resonant Raman scattering.Non-resonant Raman scattering
If the frequency of exciting radiation is far removed from the resonant frequency, i.e.
w0 << wge then vibrational energy terms in the energy denominator can be ignored compared to w0 - wge and w0 + wge. The transition polarizability becomes
The quantities
á0|vñ and áv|v''ñ are vibrational overlaps. The square of a vibrational overlap is a Franck-Condon factor so the Raman excitation profile bears a defined relationship to the absorption spectrum. Here the v quantum numbers refer to the intermediate state vibrational energy levels. Since excitation is off-resonance there are in pricnciple many vibrational and electronic states that can contribute. The above approach is a sum-over-states approach. We can use the closure relation Sv|vñáv| = 1 to simplify the expressions.
The bottom equation describes Rayleigh scattering. The initial and final vibrational states are the same in Rayleigh scattering. There are no selection rules. All molecules are active Rayleigh scatterers. The Kroenecker delta in the top equation is
d0v'' = á0|v''ñ where d0v'' = 0 if 0 ¹ v''. Thus the first term and the second term are the same here. This means that non-resonant Raman scattering will not occur within the Condon approximation. In order to explain non-resonant Raman scattering we must consider the coordinate dependence to the transition dipole moment, e.g. expand the transition dipole moment in a power series
and keep only the first term we find that the coordinate dependence of the transition moment can play a role. The reason for this is that even though
á0|v''ñ = 0 for 0 ¹ v'', in general á0|Q|v''ñ does not need to be zero. Thus, for Raman scattering to be allowed we use the linear term above and make the substitution
The transition polarizability is

The selection rules arise from the requirement that
á0|Q|v''ñ does not vanish. We can define a polarizability derivative such that the transition polarizability is
where
a'rs is the polarizability derivative also called the derived polarizability. The terms a'rs and (¶ars/¶Qi) are equivalent. For a harmonic oscillator áv|Q|v''ñ vanishes except when v'' = v± 1. Thus, the selection rule of Dv = ± 1 applies to non-resonant Raman scattering as well as infrared spectroscopy (within the harmonic approximation).Resonant Raman Scattering
If the incident frequency
w0 is in resonance with an electronic transition of the molecule the anti-resonant term (with w0 + weg in the denominator) can be neglected and only the resonant term contributes to Raman scattering. If we keep terms up to linear in Q, we may express the transition polarizability as a sum of two terms![]()
These terms are called the Albrecht A and B terms. The first of these terms arises from the Condon approximation. The Condon approximation states that there is no nuclear coordinate dependence to the wave function so that all terms in the expansion

vanish except the
m0ge term that does not depend on Qi.The Albrecht A term is:

In this expression the energy of an incident photon is equal to that of the energy difference between a ground state vibrational energy level gv' and an excited state level ev. The term i
Gev is a phenomenological damping term. This term arises from dephasing and lifetime broadening in the excited state levels. One can envision the contribution of G as an energy width to each of the excited state energy levels.

The thickness of the blue excited state levels is dependent upon excited state lifetimes and dephasing processes. The various levels have different energy widths to illustrate the fact that the dephasing rate can depend on vibrational state. Without the dephasing rate
Gev the resonance term would approach when wev,gv' = w0. The larger the dephasing terms iGev the smaller the overall resonant Raman cross section.The terms
áv'|vñ and áv|v''ñ are Franck-Condon factors. In fact, these are the same Franck-Condon factors found in absorption spectroscopy. Just as in absorption spectroscopy there must be displacement along a normal mode coordinate upon electronic excitation in order for it to be Franck-Condon active.The Albrecht B-term describes resonance Raman scattering of a vibronically active vibrational mode. In electronic absorption a vibronic mode is one which causes a transition to be allowed by distortion of the molecule to lower the symmetry. In resonant Raman scattering a vibronic mode has a resonance enhancement pattern that is different from a Franck-Condon active mode for the same reason. The Franck-Condon active modes are the totally symmetric modes of the molecule and the vibronic modes are the non-totally symmetry modes of the molecule. The B term is more complicated than the A term. In the A term the transition moment for the ground to excited state electronic transition
mge is contributes and in B-term scattering it is the terms in (¶mge/¶Qi)0Qi that contribute. Recall that the Herzberg-Teller expansion is:The depolarization ratio
The depolarization ratio is defined experimentally as the ratio of the perpendicular to parallel scattered radiation. Thus,

in terms of intensity or

in terms of the differential scattering cross sections.
Orientation averaging of the depolarization ratio
Thus far we have considered the elements of the transition polarizability tensor in the molecular frame x, y, and z. In a Raman experiment we measure the scattering in the lab frame X, Y, and Z. The scattering signal is the average of all molecular orientations in the lab frame. Traditional methods of carrying out the orientation averaging involve the use of direction cosines.
For a rank 2 tensor (e.g. transition polarizability) we can write down three rotational invariants, SJ, that are linear combinations of the aJM that are independent of reference frame where J = 0, 1, 2… and M = 0 , ± 1 ,…, ± J. The rotational invariants are:

Each
SJ is called an invariant because it is independent of orientation. The length of a vector is independent of its orientation. That is the same thing as saying that for the vector m, the combination mx2 + my2 + mz2 is a rotational invariant. A second rank tensor has three invariants,
The invariants are
S
0 isotropic partS
1 anti-symmetric anisotropyS
2 symmetric anisotropy
The isotropic part of the polarizability is proportional to the square of the trace of the polarizability tensor S0 = (Tra)2/3. The trace of tensor a (written as Tra) is the sum of diagonal elements of the tensor.
Therefore, S2 represents the deviation of the polarizability from spherical symmetry.
The lab frame components |aZZ|2 and |aXZ|2 can be written as linear combinations of the invariants.

The depolarization ratio is

assuming the scattering geometry shown above. Using the invariants the depolarization ratio is
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The depolarization ratio in non-resonant Raman scattering
The form of
a in the molecular frame depends on the symmetry of the vibration. For non-resonant Raman the polarizability tensor is symmetric and therefore the anti-symmetric anisotropy S1 is zero. Inspection of the anti-symmetric anisotropy shows that it is zero when ars = asr. S2 depends on non-zero off diagonal terms and on differences in the diagonal terms. It is not necessarily zero in non-resonant Raman scattering.Totally symmetric modes
The polarzability tensor for a totally symmetric vibrational mode preserves this symmetry. These are the modes that we think of a Franck-Condon active modes in absorption spectroscopy. The Cartesian Raman tensor for any totally symmetric mode is of the form:

For molecules with spherical symmetry a = b = c.
Symmetric top molecules have two equal components, so a = b
¹ c.Asymmetric top molecules have a
¹ b ¹ c.For example, the Raman polarizability tensor for any totally symmetric mode of a totally symmetric molecule (CCl4 or SF6) has three equivalent diagonal components and so

Thus,
S1 = S2 = 0 and r = 0.It is often convenient to write out the totally and non-totally symmetric part of the polarizability,

where we define the average polarizability:

and the tensor
b is the anisotropy of the polarizability:
This equation assumes that the Raman tensor is symmetric (and is only valid for non-resonant Raman scattering). Non-symmetric molecules
b can be non-zero even for totally symmetric modes.Non-totally symmetric modes
Non-totally symmetric modes are the modes that responsible for vibronic coupling or Herzberg-Teller coupling in absorption spectroscopy. For these modes Tr
a vanishes and only b contributes to the non-resonant Raman scattering cross section. Since Tra vanishes for non-totally symmetric modes we also have S0 = 0. Taken together with the fact that S1 = 0 in non-resonant Raman we have r = 3/4 for non-totally symmetric modes. In non-resonant Raman scattering r is never larger than 3/4. . For a totally symmetric mode S0 ¹ 0 and so r < 3/4. For molecules symmetric enough for the x, y, and z directions to be equivalent r = 0 since S1 = S2 = 0.Polarization in resonant Raman scattering
Totally symmetric modes in resonant Raman scattering
The polarizability depends on the symmetry of the electronic transition. For example, in a z-polarized transition a totally symmetric A-term mode has only one non-zero tensor component,
azz. From this consideration we can readily calculate that r = 1/3. A doubly degenerate resonant electronic state (i.e. a state that x,y polarized such as in porphyrins) results in two equal diagonal tensor components, e.g. axx = ayy, which leads to r = 1/8. If the electronic transition is triply degenerate (i.e. if the molecule is spherically symmetric such as SF6) then axx = ayy = azz. In this case r = 0.Vibronic coupling and anomalous polarization
In resonant Raman scattering the Raman tensor is not necessarily symmetric. B term enhancement can lead to anomalous polarization in which
r > 3/4. Vibronic coupling of two states can lead to Raman tensors in which asr ¹ ars. A nonzero value of S1 can lead to a depolarization ratio of greater than 3/4.Anomalous polarization can be explained using the Herzberg-Teller approach. Suppose that the electronic transition g à e is x polarized and the transition g à r is y polarized leading to a Raman activity of the fundamental transition of a non-totally symmetric vibration of symmetry Gv = GxGy. The transition is resonant with |e0ñ and |e1ñ intermediate states. Herzberg-Teller coupling requires that vibronic coupling to state mix |e0ñ with |r1ñ and |e1ñ with |r0ñ. The vibronic intermediate states are:

Using the above states to write the Albrecht B-term leads to the following xy and yx Raman tensor components:

The
axy component dominates when the incident frequency is resonant with the g0 à e1 transition, while the ayx component is resonant with the g0 à e0 transition. If the energy levels of the states e and r are well separated then the energy denominators are nearly equal:
If w0 is far from resonance then axy » ayx. This is a non-resonant condition where the Raman tensor is symmetric, S1 = 0, and r = 3/4. On the other hand, close to resonance with the 0-1 transition, we have axy >> ayx and for w0 close to the frequency of the 0-0 transition, ayx >> axy. When the exciting radiation is midway between the 0-0 and 0-1 resonances, the relationship axy » -ayx results. This leads to S1 ¹ 0, while S0 = S2 = 0. At this frequency the depolarization ratio approaches infinity. Anomalous polarization was first observed in the vibronic bands of hemes.